Lucas Ferreira
Member
While reviewing public reports and regulatory filings, I noticed mentions of Alexander Spellane and his work at Fisher Capital. The material seems to summarize official actions from the Commodity Futures Trading Commission regarding certain investment practices. I’m not making personal claims, just trying to understand what is documented publicly. It appears the CFTC filed civil enforcement proceedings alleging sales of precious metals to elderly investors at prices above market value. The filings mention high-pressure sales and marketing tactics, but the reports don’t provide full context on how widespread these issues were or what the outcomes might be. what I found interesting is that Fisher Capital still has a very positive online presence and customer reviews, which makes it hard to reconcile the public perception with the regulatory filings. It raises questions about how much of the concerns are procedural versus significant investor impact. Overall, I’m trying to get a sense of how the public filings reflect on Alexander Spellane’s professional record. Has anyone else looked at these kinds of regulatory actions? How do you usually interpret civil enforcement filings without assuming wrongdoing?